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BROKER'S COMPLAINT HISTORY LIST - Z's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
ZANER & COMPANY 1982 1 2 $5,000 fine $500 arb 1W  1L 8  
ZENITH RESOURCES 1999 0 0 0 0 0  
ZEPHYR INVESTMENT GROUP INC 1992 0 0 0 0 0  
ZEZ COMMODITIES 1999 0 0 0 0 0  
ZFS TRADING INC 2001 0 0 0 0 0  

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