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BROKER'S COMPLAINT HISTORY LIST - W's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
W D S FINANCIALS 1987 0 0 0 0 0  
WAGNON COMMODITIES 1996 0 0 0 0 0  
WALL INVESTMENTS 1997 0 0 0 0 0  
WALSH PARTNERS CAPITAL CORPORATION 1999 0 0 0 0 0  
WALSH TRADING INC 1996 0 0 0 0 0  
WARNER FINANCIAL GROUP 2000 0 0 0 0 0 no current status
WARNER GROUP INC 1992 0 0 0 0 0  
WARREN D NADEL & COMPANY 1987 0 0 0 0 0  
WASENDORF & SON CO 1985 0 2 0 2W  0L 1  
WASHBURN ELEVATOR INC 1993 0 0 0 0 0  
WAVE TOOLS INVESTOR SERVICES 1998 0 0 0 0 0  
WAVECOUNT FUTURES INC 1999 0 0 0 0 0  
WAYNE GRIFFITH FUTURES INC 2000 0 0 0 0 0  
WEBB CAPITAL LP 2000 0 0 0 0 0  
WEDBUSH MORGAN SECURITIES 1984 0 0 0 0 0 no current status
WEITZ STEVEN J 2000 0 0 0 0 0  
WELCH JERRY F DBA COMMODITY INSIGHT 1984 0 1 0 1W  0L 0  
WELLINGTON COMMODITIES CORP 1994 0 0 0 0 0  
WESCOM INVESTMENTS 2000 0 0 0 0 0  
WEST COOPER LLC 2000 0 0 0 0 0  
WEST MICHIGAN COMMODITIES 1987 0 0 0 0 2  
WEST OAK COMMODITIES INC 1989 0 1 $450 arb 0W  1L 0  
WESTCOTT FUTURES INC 1994 0 0 0 0 0  
WESTERN COMMODITIES INC 1984 0 0 0 0 0  
WESTERN FEDERAL GROUP 1988 0 15 0 15W  0L 0 no current status
WESTERN ILLINOIS BROKERAGE 1985 0 0 0 0 0  
WESTMINSTER BROKERAGE LLC 1998 0 0 0 0 0  
WESTPAN FUTURES INC 1990 0 0 0 0 0  
WG TRADING COMPANY LIMITED PARTNERSHIP 1991 0 0 0 0 0 no current status
WHEATLAND BROKERAGE LLC 1999 0 0 0 0 0  
WHEATLAND COMMODITIES 1984 0 0 0 0 0  
WHITE BUFFALO TRADING POST 2000 0 0 0 0 0 no current status
WHITNEY CAPITAL MARKETS INC 2001 0 0 0 0 0  
WICKHAM JAY 1995 0 0 0 0 0  
WILLIAM C BURNSIDE & CO INC 1984 0 0 0 0 3  
WILLIAM P MILLER & COMPANY 1982 0 0 0 0 0  
WILLIAM T KECK INC 1987 0 0 0 0 0  
WILLIAMS COMMODITY GROUP INC 2000 0 0 0 0 0  
WILSHIRE TRADING CO INC 1983 0 0 0 0 0 no current status
WILSON-KING COMMODITIES INC 1987 0 0 0 0 0  
WILTSHIRE CAPITAL 1999 0 0 0 0 0  
WIMBERLY INVESTMENTS 1990 0 0 0 0 0  
WINCHESTER USA INC 1992 0 0 0 0 0 no current status
WINDHAM GROUP INC THE 1997 0 0 0 0 0  
WINDY CITY INVESTMENTS INC 1984 0 0 0 0 0  
WINNER GROUP INC THE 1989 2 1 $22,000 fines 1W  0L 22  
WINTECH RESEARCH INC 1991 0 0 0 0 7  
WJ NOLAN & COMPANY INC 1996 0 0 0 0 0 no current status
WOMEX CAPITAL MANAGEMENT LLC 1999 0 0 0 0 0  
WOODS ROY LEE 2001 0 0 0 0 0  
WOODSON ROSS 1985 0 0 0 0 0  
WORLD CAPITAL BROKERAGE SERVICES INC 1998 0 0 0 0 0  
WORLD CAPITAL TRADING PARTNERSHIP 1995 0 0 0 0 0 no current status
WORLD FUTURES FINANCIAL GROUP 1997 0 0 0 0 2  
WORLD LINK FUTURES INC 1996 0 0 0 0 0  
WORLDNET FINANCIAL CORP 2000 0 0 0 0 0 no current status
WORLDWIDE ASSOCIATES LTD 2000 0 0 0 0 0  
WORLDWIDE COMMODITY CORPORATION 1998 1 0 Pending 0 0  
WORTHINGTON COMMODITY BROKERAGE 1988 0 0 0 0 0  
WRAY A KUNKLE I INC 1997 0 0 0 0 0  
WRIGHT TRADING CO 1992 0 0 0 0 0  
WW INVESTMENTS INC 1992 0 0 0 0 0  

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