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BROKER'S COMPLAINT HISTORY LIST - P's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
P&K ENERGY INC 2000 0 0 0 0 0 no current status
PACIFIC RIM ASSET MANAGEMENT INC 1996 0 0 0 0 1  
PACIFIC WEST SECURITIES INC 2000 0 0 0 0 0  
PACMA INC 1984 0 0 0 0 0  
PALI CAPITAL LLC 2001 0 0 0 0 0 no current status
PALMETTO GRAIN BROKERAGE LLC 2000 0 0 0 0 0  
PALMETTO STATE COMMODITIES 1996 0 0 0 0 0  
PARADISE FUTURES LTD 1987 0 0 0 0 0  
PARAGON FUTURES GROUP INC 1999 0 0 0 0 0  
PARAGON INVESTMENTS INC 1997 0 0 0 0 0  
PARIS SECURITIES CORP 1997 1 0 $175,000 fine 0 1  
PARKER TRADING INC 1998 0 0 0 0 0  
PATTISON COMMODITIES 1984 0 0 0 0 2  
PAUL BATES ENTERPRISES INC 1987 0 0 0 0 0  
PAVCO FUTURES 1990 0 0 0 0 0  
PAYDIRT COMMODITIES 1999 1 0 0 0 0 no current status
PEACOCK TRADING INC 1989 0 0 0 0 0  
PEARCE FINANCIAL GROUP 1986 0 0 0 0 0  
PEDERSON SIDNEY G COMMODITIES 1987 0 0 0 0 0  
PEEKE JAMES B 1997 0 0 0 0 0 no current status
PENNINGS MARKETING 1987 0 0 0 0 0  
PENNINGTON BASS & ASSOCIATES INC 1984 0 0 0 0 0  
PETROS FUTURES & OPTIONS 2000 0 0 0 0 0  
PGA FUTURES INC 1995 0 0 0 0 1 no current status
PHENMAR INC 1992 0 0 0 0 0  
PHOENIX TRADING CO INC 1989 0 0 0 0 0  
PHOENIX TRADING GROUP OF OHIO INC 2001 0 0 0 0 0  
PIEDMONT FUTURES LLC 1999 0 0 0 0 0  
PIEDMONT TRADING INC 1997 0 0 0 0 0  
PINNACLE FUTURES INC 1990 0 0 0 0 0  
PIONEER COMMODITIES 1991 0 0 0 0 0  
PIONEER COMMODITIES 1991 0 0 0 0 0  
PIONEER COMMODITIES OF BELOIT 1985 0 0 0 0 0  
PIONEER COMMODITIES OF WALNUT RIDGE 1995 0 0 0 0 0  
PIPELINE PRODUCTS LLC 2000 0 0 0 0 0  
PITTSBURG INSTITUTIONAL INC 1999 0 0 0 0 0 no current status
PITTSBURGH FUTURES GROUP INC 1988 0 0 0 0 0  
PIXLEY GROUP LLC 1998 0 0 0 0 0  
PLAINS COMMODITIES CO 1984 0 0 0 0 0 no current status
PLATTE VALLEY FUTURES 1990 0 0 0 0 0  
PLEION TRADING 1999 0 0 0 0 0  
PMG CAPITAL GROUP LLC 1998 0 0 0 0 0  
POINT WEST SECURITIES LLC 1999 0 0 0 0 0 no current status
POKY TRADING COMPANY 1984 0 0 0 0 0  
POLAR INVESTMENT COUNSEL INC 1997 0 0 0 0 0  
POTOMAC TRADING INC 2001 0 0 0 0 0  
POWER TRADING DISCOUNT BROKERAGE 1993 0 0 0 0 0  
POWERS DAVID ROBERT 2001 0 0 0 0 0 no current status
PPNP LLC 1999 0 0 0 0 0 no current status
PRAIRIE BROKERAGE SERVICES L L C 1996 0 0 0 0 0  
PRAIRIE CAPITAL MANAGEMENT 1997 0 0 0 0 0  
PRAIRIE STATES COMMODITIES INC 1985 0 1 0 1W  0L 0  
PRAIRIE TRADERS 1988 0 0 0 0 0  
PRAIRIE TRADERS OF IOWA INC 1991 0 0 0 0 0 no current status
PREBON FUTURES INC 1998 0 0 0 0 0  
PREMIER FUTURES LLC 1996 0 0 0 0 0  
PRESTON HEAD LIMITED 1985 0 0 0 0 0  
PRICE FUTURES GROUP INC THE 1995 1 0 $5,000 FINE 0 1  
PRIME TIME INVESTMENT SERVICES INC 1997 0 0 0 0 0  
PRIMESOLUTIONS SECURITIES INC 2000 0 0 0 0 0  
PRITCHARD WILLIAMS & SON TRADING CO 1986 0 0 0 0 0  
PRIVATE ASSET GROUP LLC 2001 0 0 0 0 0  
PRIVATE FUTURES GROUP LLC 1997 0 0 0 0 0  
PRO TRADE INC 1997 0 0 0 0 0  
PRO TRADERS INC 1994 0 0 0 0 0  
PRODUCERS TRADING COMPANY 1996 0 0 0 0 0  
PROFESSIONAL CMDTS MGMT OF DODGE CITY 1996 0 0 0 0 0  
PROFESSIONAL COMM MGT OF NORTH PLATTE 1995 0 0 0 0 0  
PROFESSIONAL COMMOD MGT OF DALHART TX 1997 0 0 0 0 0 no current status
PROFESSIONAL COMMODITIES MANAGEMENT 1990 0 0 0 0 0  
PROFESSIONAL COMMODITY TRADERS INC 2001 0 0 0 0 0 no current status
PROFESSIONAL ENERGY MANAGEMENT INC 1999 0 0 0 0 0  
PROFESSIONAL FINANCIAL STRATEGIES INCORP 1997 0 0 0 0 0  
PROFESSIONAL SERVICES INC 1990 0 0 0 0 0  
PROFESSIONAL TRADING 1998 0 0 0 0 0  
PROFITUNITY TRADING GROUP 1984 0 0 0 0 0  
PROGRESSIVE AG MARKETING INC 1992 0 0 0 0 0  
PROGRESSIVE FARM MARKETING INC 1985 0 0 0 0 0  
PROTRADER FUTURES 1999 0 0 0 0 0  
PROTRADER SECURITIES CORPORATION 2000 0 0 0 0 0  
PRS INTERNATIONAL BROKERAGE INC 1990 0 0 0 0 0  
PTI SECURITIES & FUTURES LP 1992 0 0 0 0 1  
PVM OIL FUTURES INC 1983 0 0 0 0 0  
PYRAMID FUTURES INC 1999 0 0 0 0 0  

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