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BROKER'S COMPLAINT HISTORY LIST - L's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
L&D COMMODITIES INC 1985 0 0 0 0 0  
L&M COMMODITIES INC 1985 0 0 0 0 1  
LACKIE TRADING INC 1991 0 0 0 0 0  
LAFAYETTE COMMODITIES INC 1984 0 0 0 0 1  
LAIDLAW GLOBAL SECURITIES INC 1997 0 0 0 0 0  
LAIFA GROUP INC THE 1992 0 0 0 0 0  
LAKEFRONT FUTURES & OPTIONS 1997 0 0 0 0 0  
LAKES TRADING COMPANY INCORPORATED 1990 0 0 0 0 0  
LAKEWAY COMMODITIES INC 1993 0 0 0 0 0  
LAMSON DENNIS RAY 2000 0 0 0 0 0  
LANDMARK TRADING COMPANY 1998 0 0 0 0 0  
LASALLE COMMODITY & CATTLE SERVICES CO 1990 0 0 0 0 0  
LASALLE FUTURES GROUP INC 1998 0 0 0 0 1  
LASALLE ST COMMODITIES LLC 2000 0 0 0 0 0  
LATIN AMERICAN SECURITIES LLC 2001 0 0 0 0 0  
LAVENDER WILLIAM THOMAS 1990 0 0 0 0 0  
LAYMAC INC 1989 0 0 0 0 0  
LAYTON JAMES ARTHUR 1986 0 0 0 0 0  
LB FUTURES INC 1990 0 0 0 0 0  
LCA CONSULTING SERVICES LLC 1998 0 0 0 0 0  
LEADER INVESTMENTS INC 1994 0 0 0 0 0  
LEADERSHIP FINANCIAL CORP 2001 0 0 0 0 0  
LEE CAPITAL MANAGEMENT 1996 0 0 0 0 0  
LEE MARK ALLEN 2001 0 0 0 0 0 no current status
LEHIGH VALLEY FUTURES INC 1988 0 0 0 0 0  
LEHMAN TRADING POST INC 1994 0 0 0 0 0  
LEIST MERCANTILE INC 1985 0 0 0 0 0  
LEVEL 2 FUTURES 1997 0 0 0 0 0  
LEWIS COMMODITIES INC 1985 0 0 0 0 0  
LEXIT CAPITAL LLC 2001 0 0 0 0 0  
LIBERTY COMMODITIES INC 1999 0 0 0 0 0  
LIBERTY FINANCIAL TRADING CORP INC 2001 0 0 0 0 0  
LIBERTY TRADING GROUP 1999 0 0 0 0 0  
LIMIT UP ASSOCIATES INC 1998 0 0 0 0 0  
LINCOLN FUTURES INC 1995 0 0 0 0 0  
LINCOLN WAY MARKETING CENTER INC 1985 0 0 0 0 0 no current status
LINK FUTURES COMPANY 1987 0 0 0 0 0  
LINK ROBERT LEE 2000 0 0 0 0 0  
LINKS SECURITIES LLC 2001 0 0 0 0 0  
LIPSKY PHILIP DR 1990 0 0 0 0 0  
LLW COMMODITIES 1999 0 0 0 0 0 no current status
LOHMAN FUTURES 1987 0 0 0 0 0  
LOHSE COMMODITIES INC 1984 0 0 0 0 0  
LONGWORTH CHRISTOPHER EDWARD 1992 0 0 0 0 0  
LOVE JEFFREY EMMETT 1998 0 0 0 0 0  
LOWRANCE COMMODITIES 1988 0 0 0 0 0  
LST COMMODITIES LLC 2000 0 0 0 0 0  
LTF INTERNATIONAL INC 1987 0 0 0 0 3  
LUCANDER & CO INC 1988 0 0 0 0 0  
LUCAS FUTURES 1986 0 0 0 0 0  
LUCKEY FARMERS COMMODITIES INC 1996 0 0 0 0 0  
LUCKOW TRADING GROUP INC 1998 0 0 0 0 0  
LUVERNE COMMODITIES INC 1984 0 0 0 0 0  
LYDIA SOYBEANS INC 1984 0 0 0 0 0  

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