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BROKER'S COMPLAINT HISTORY LIST - K's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
K CAPITAL MANAGEMENT TRADING CORP 2000 0 0 0 0 0  
K COMMODITIES INC 1988 0 0 0 0 0  
K&S CAPITAL MANAGEMENT INC 1999 0 0 0 0 0  
KACHINA COMMODITIES 1997 0 0 0 0 0  
KARHU TRADING CO 2001 0 0 0 0 0  
KARNISH STEPHEN BRUCE 1997 0 0 0 0 0  
KD ANGLE & CO LP 1988 1 0 $10,000 fine 0 0  
KEELEY INVESTMENT CORP 1985 0 0 0 0 0  
KENMAR BROKERAGE LLC 1996 0 0 0 0 0  
KENSINGTON CAPITAL 2000 0 0 0 0 0  
KERLIN AGRICULTURAL INC 1993 0 0 0 0 0  
KEVMORMIT INC 1999 0 0 0 0 0  
KEYNES BROS INC 1990 0 0 0 0 0  
KF AGRI-MANAGEMENT SERVICES INC 1994 0 0 0 0 0  
KIDDER TRADING 1985 0 0 0 0 0  
KING COMMODITIES 2000 0 0 0 0 0  
KIRK GEORGE SAMUEL II 1993 0 0 0 0 0  
KIS FUTURES TRADING INC 1989 0 0 0 0 0  
KLING GEORGE 1984 0 0 0 0 0  
KLUTE INVESTMENT SERVICES INC 1995 0 0 0 0 0  
KNOBBE COMMODITIES INC 1987 0 0 0 0 0  
KOCH METALS TRADING INC 1998 0 0 0 0 0  
KOKOMO COMMODITIES 1988 0 0 0 0 0  
KOOIMA AND KAEMINGK COMMODITIES INC 1985 0 0 0 0 0  
KRANCE CAPITAL MANAGEMENT 1997 0 0 0 0 0  
K-SHAN INC 1988 0 0 0 0 0  
KXR ASSET MANAGEMENT INC 1994 0 0 0 0 0  

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