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BROKER'S COMPLAINT HISTORY LIST - J's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
J HOWARD TRADING LLC 1999 0 0 0 0 0  
J&L CAPITAL MANAGEMENT 2000 0 0 0 0 0  
J&W GLOBAL CURRENCY TRADERS LLC 2001 0 0 0 0 0 no current status
JACKSON ASSOCIATES 1987 0 0 0 0 0  
JACKSON COMMODITIES 1987 0 0 0 0 0  
JAE INVESTMENTS INC 1996 0 0 0 0 0  
JAMELL SALEM F COMMODITIES 2000 0 0 0 0 0  
JAMES A HUGHES INVESTMENTS 1990 0 0 0 0 0  
JAMES BRUNN ASSOCIATES INC 1999 0 0 0 0 0  
JAMES I BLACK & COMPANY 1984 0 0 0 0 0  
JAMES RIVER OFFSHORE MANAGEMENT CORP 1995 0 0 0 0 0  
JAMES RIVER SECURITIES CORP 1995 0 0 0 0 0  
JAMES TRADING INC 1992 0 0 0 0 0  
JAMISON INC 1994 0 0 0 0 0  
JC LEEMAN FUTURES & OPTIONS INC 2000 0 0 0 0 0  
JC WARRICK & CO INC 1998 0 0 0 0 0  
JCS HOLDINGS INC 1997 0 0 0 0 0 no current status
JDM INVESTMENTS INC 1984 1 0 $4,000 fine 0 0  
JDS CAPITAL CORP 1996 0 0 0 0 0  
JE LISS & COMPANY INC 1988 0 0 0 0 0  
JEFFERIES & COMPANY INC 1984 0 0 0 0 0  
JENKINS SUGAR GROUP INC 1993 0 0 0 0 0  
JIC COMMODITIES CORPORATION 1996 0 0 0 0 0  
JJJ COMMODITIES INC 1991 0 0 0 0 0  
JKV GLOBAL ENTERPRISE INC 1995 1 0 $5,000 fine 0 0  
JL FUTURES INC 1990 0 0 0 0 2  
JMB FUTURES INC 1987 0 0 0 0 0  
JOEL H BORRELLI & ASSOCIATES INC 1999 0 0 0 0 0  
JOHN BALDWIN COMPANY 1998 0 0 0 0 0 no current status
JOHN HEIBERGER COMMODITIES INC 1990 0 0 0 0 0  
JOHN JAMES FUTURES GROUP LTD 1995 0 0 0 0 0  
JOHN P STEWART INC 1982 0 11 $8,857 arb 0 0  
JOHN STEWART & ASSOCIATES INC 2001 0 0 0 0 0  
JOHNSON COMMODITIES 1990 0 0 0 0 0  
JONES AG MARKETING 1989 0 0 0 0 0  
JORDENING ROBIN LEA 1999 0 0 0 0 0  
JORGENSEN BROKERAGE 1985 0 0 0 0 0  
JOSEPHTHAL FUTURES INC 1994 0 0 0 0 0 no current status
JOYCE TRADING GROUP 1996 0 0 0 0 0  
JOYNER CALVIN COY 1989 0 0 0 0 0  
JP FUTURES 1999 0 0 0 0 0  
JPP EURO SECURITIES INC 1991 0 0 0 0 0  
JPR COMMODITIES 1985 0 0 0 0 0  
JPR COMMODITIES OF WEST HELENA INC 1984 0 0 0 0 0  
JTM INVESTMENTS 1989 0 0 0 0 0  
JURY COMMODITIES LLC 1999 0 0 0 0 0  

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