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BROKER'S COMPLAINT HISTORY LIST - I's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
ILLINI COMMODITIES CO 1992 0 0 0 0 0  
ILLINI MARKETING SERVICES INC 1987 0 0 0 0 0  
ILLINOIS COMMODITIES CORP 1999 0 0 0 0 0  
IMPACT FINANCIAL CORP 2000 0 0 0 0 0  
IMPERIAL CAPITAL GROUP INC 2001 0 0 0 0 0 no current status
IMS BROKERAGE SERVICES LLC 1996 0 0 0 0 0  
INDEX ADVISOR & CO LLC 2001 0 0 0 0 0  
INDEX MANAGEMENT AG 1997 0 0 0 0 0  
INFINI CAPITAL INVESTMENT INC 2000 0 0 0 0 0 no current status
INFINITY FUTURES INC IL 1995 0 0 0 0 0  
INFLECTION BROKERAGE SERVICES LLC 2000 0 0 0 0 0 no current status
ING BARINGS LLC 2000 0 0 0 0 0 no current status
INSIGHT FINANCIAL GROUP INC 1995 0 0 0 0 0  
INSTINET FIXED INCOME INC 2000 0 0 0 0 0  
INSTITUTIONAL ADVISORY SERVICES GROUP 1992 0 0 0 0 1  
INSTITUTIONAL DERIV CONSULTANTS LLC 1996 0 0 0 0 0  
INTEGRATED BROKERAGE SERVICES INC 1991 0 0 0 0 2  
INTEGRITY FUTURES 1999 0 0 0 0 0  
INTERALLIANCE USA LTD 1994 0 0 0 0 0  
INTERCONTINENTAL ASSET MGMT GRP LTD 1995 0 0 0 0 0  
INTERMARKET BROKERAGE LLC 2000 0 0 0 0 0  
INTERNATIONAL FINANCIAL ARBITRAGE 2001 0 0 0 0 0  
INTERNATIONAL FUND MARKETING LTD 1995 0 0 0 0 0  
INTERNATIONAL FUTURES GROUP INC 1994 0 0 0 0 1  
INTERNATIONAL FUTURES INC 1998 1 1 $20,000  fine 1W  0L 0  
INTERNATIONAL INVESTORS CORP 2001 0 0 0 0 0  
INTERNATIONAL STRATEGIC ASSETS INC 2000 0 0 0 0 0 no current status
INTERSTATE BROKERAGE 1993 0 0 0 0 0  
INTERSTATE COMMODITIES 1994 0 0 0 0 0  
INTERSTATE FUTURES INC 1984 0 0 0 0 0  
INTL TRADING CORP OF THE PALM BEACHES 2000 0 0 0 0 0  
INTRO COMMODITIES INC 1992 0 0 0 0 0  
INTRODUCING BROKERS ALLIANCE INC 1997 0 0 0 0 0  
INVESTMENT ANALYSIS GROUP INC 2000 0 0 0 0 0  
INVESTMENT PLACEMENT COMMODITIES CO 1985 0 0 0 0 0  
INVESTMENT SERVICES INTERNATIONAL 1998 0 0 0 0 1  
INVESTMENT TRADING SERVICES 1996 0 0 0 0 1  
INVESTOR ONE FINANCIAL CORP 2001 0 0 0 0 0 no current status
INVESTORS COMMODITY SERVICES 1992 0 0 0 0 0  
INVESTORS REFERRAL SERVICE INC 1999 0 0 0 0 0  
INVESTORS SERVICES 1997 0 0 0 0 0 no current status
INVESTORS TRADING GROUP LC 1997 0 0 0 0 7  
INVEX INC 1996 0 0 0 0 0  
IOLE ENTERPRISES INC 1982 0 0 0 0 0  
IOWA CAPITAL MANAGEMENT INC 1994 0 0 0 0 0  
IOWA COMMODITIES LTD 1984 0 0 0 0 0  
IOWA FUTURES CORP 2000 0 0 0 0 0  
IRA EPSTEIN & COMPANY 1984 0 9 $5,001 arb 4W  5L 35  
IRON HORSE TRADING PARTNERS 2000 0 0 0 0 0  
IRVINE TRADING 1999 0 0 0 0 0  
ITG INC 1992 0 0 0 0 0  
IVY FINANCIAL 2000 0 0 0 0 1  

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