| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| G&R AGRI SERVICES INC |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| G&W CAPITAL GROUP INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| GARBAN FUTURES LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GARDNER RICH & COMPANY |
1991 |
0 |
0 |
0 |
0 |
0 |
no current status |
| GARRETT COMMODITIES INC |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| GARY ELLIS COMMODITIES |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GARY HOFER COMMODITIES |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| GAYLORD COMMODITIES |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GBM INTERNATIONAL INC |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| GCC COMMODITIES CORP |
1994 |
0 |
0 |
0 |
0 |
2 |
|
| GE VINCENT LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| GEM MARKETING LLC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| GEMINI FINANCIAL CORPORATION |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| GENCO FUTURES INC |
1982 |
0 |
0 |
0 |
0 |
0 |
|
| GENERAL SECURITIES CORP |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| GENEVA FINANCIAL SERVICES LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| GERBER COMMODITIES LLC |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| GERLACH INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| GFC PARTNERS LLC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| GFI SECURITIES LLC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| GILANO BENEDICT J JR |
1985 |
1 |
0 |
$6,500 fine |
0 |
0 |
|
| GLADYS SANCHEZ LTD |
1999 |
0 |
0 |
0 |
0 |
0 |
no current status |
| GLASGOW FINANCIAL CO |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| GLASS FUTURES CORP |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| GLC ASSET MANAGEMENT INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| GLENWOOD FINANCIAL INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL CAPITAL MANAGEMENT |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL FINANCIAL INC |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL FINANCIAL SERVICES LLC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL FUTURES |
2000 |
0 |
0 |
0 |
0 |
1 |
|
| GLOBAL FUTURES & OPTIONS INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL FUTURES CORPORATION |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL FUTURES HOLDINGS INC |
1991 |
2 |
3 |
$15,000 fine $3,320 arb |
1W 2L |
11 |
|
| GLOBAL INVESTMENT NETWORK INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL MARKETS LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GLOBAL TELECOM INC |
1998 |
1 |
0 |
Pending |
0 |
1 |
|
| GLOBAL TRADING INC |
2000 |
0 |
0 |
0 |
0 |
0 |
no current status |
| GLOBALTRADZ INC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| GLT DIRECT LLP |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| GOCO INC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| GOLDEN BELT FEEDERS LLC |
1998 |
0 |
0 |
0 |
0 |
0 |
no current status |
| GOLDEN FUTURES & OPTIONS |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GOLDEN GATE FUTURES TRADING GROUP |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| GOLDEN TRIANGLE BROKERS |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| GOMBOS INTERNATIONAL INC |
1991 |
0 |
1 |
0 |
1W 0L |
7 |
|
| GONZALEZ ANTHONY JOHN |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| GOODWIN INVESTMENT SERVICE |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| GORDON AUSTIN COMPANY |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| GOTHAM INVESTMENT CORP |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GOTTSCH ENTERPRISES |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| GPR INCORPORATED |
1986 |
0 |
1 |
0 |
0 |
0 |
|
| GRAIN MARKETING & CONSULTING |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| GRAIN SERVICE CORPORATION INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| GRAINBELT COMMODITIES LLC |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| GRANDVILLE COMMODITIES INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| GRANITE CAPITAL OF CALIFORNIA |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GREAT LAKES INVESTMENTS INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| GREAT LAKES TRADING COMPANY INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| GREAT PACIFIC TRADING COMPANY |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| GREAT PLAINS COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| GREAT PLAINS COMMODITY SRVCS-ENID OK |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| GREAT PLAINS COOPERATIVE INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| GREEN STREET DISCOUNT |
1995 |
0 |
0 |
0 |
0 |
3 |
|
| GREENEBERG DANIEL PHILIP |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GREENTREE TRADING INC |
2000 |
0 |
0 |
0 |
0 |
0 |
no current status |
| GREIDER COMMODITIES INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| GROUP ONE FINANCIAL SERVICES INC |
1999 |
1 |
0 |
$35,000 fine |
0 |
3 |
|
| GROWTH FINANCIAL LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| GRUBB GRAIN |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| GT FUTURES GROUP INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| GULF COAST FUTURES & OPTIONS |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| GULF TRADING CORPORATION |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| GULOTTA TRADING INC |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| GUZMAN & COMPANY |
1996 |
0 |
0 |
0 |
0 |
0 |
|
