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BROKER'S COMPLAINT HISTORY LIST - G's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
G&R AGRI SERVICES INC 1987 0 0 0 0 0  
G&W CAPITAL GROUP INC 2000 0 0 0 0 0  
GARBAN FUTURES LLC 1999 0 0 0 0 0  
GARDNER RICH & COMPANY 1991 0 0 0 0 0 no current status
GARRETT COMMODITIES INC 1995 0 0 0 0 0  
GARY ELLIS COMMODITIES 1999 0 0 0 0 0  
GARY HOFER COMMODITIES 1991 0 0 0 0 0  
GAYLORD COMMODITIES 1999 0 0 0 0 0  
GBM INTERNATIONAL INC 1995 0 0 0 0 0  
GCC COMMODITIES CORP 1994 0 0 0 0 2  
GE VINCENT LLC 2000 0 0 0 0 0  
GEM MARKETING LLC 1998 0 0 0 0 0  
GEMINI FINANCIAL CORPORATION 1995 0 0 0 0 0  
GENCO FUTURES INC 1982 0 0 0 0 0  
GENERAL SECURITIES CORP 1985 0 0 0 0 0  
GENEVA FINANCIAL SERVICES LLC 2001 0 0 0 0 0  
GERBER COMMODITIES LLC 1992 0 0 0 0 0  
GERLACH INC 1990 0 0 0 0 0  
GFC PARTNERS LLC 1996 0 0 0 0 0  
GFI SECURITIES LLC 1998 0 0 0 0 0  
GILANO BENEDICT J JR 1985 1 0 $6,500 fine 0 0  
GLADYS SANCHEZ LTD 1999 0 0 0 0 0 no current status
GLASGOW FINANCIAL CO 1998 0 0 0 0 0  
GLASS FUTURES CORP 2000 0 0 0 0 0  
GLC ASSET MANAGEMENT INC 2000 0 0 0 0 0  
GLENWOOD FINANCIAL INC 1988 0 0 0 0 0  
GLOBAL CAPITAL MANAGEMENT 1994 0 0 0 0 0  
GLOBAL FINANCIAL INC 1991 0 0 0 0 0  
GLOBAL FINANCIAL SERVICES LLC 1994 0 0 0 0 0  
GLOBAL FUTURES 2000 0 0 0 0 1  
GLOBAL FUTURES & OPTIONS INC 2000 0 0 0 0 0  
GLOBAL FUTURES CORPORATION 1987 0 0 0 0 0  
GLOBAL FUTURES HOLDINGS INC 1991 2 3 $15,000 fine $3,320 arb 1W   2L 11  
GLOBAL INVESTMENT NETWORK INC 1990 0 0 0 0 0  
GLOBAL MARKETS LLC 1999 0 0 0 0 0  
GLOBAL TELECOM INC 1998 1 0 Pending 0 1  
GLOBAL TRADING INC 2000 0 0 0 0 0 no current status
GLOBALTRADZ INC 2001 0 0 0 0 0  
GLT DIRECT LLP 1988 0 0 0 0 0  
GOCO INC 1997 0 0 0 0 0  
GOLDEN BELT FEEDERS LLC 1998 0 0 0 0 0 no current status
GOLDEN FUTURES & OPTIONS 1999 0 0 0 0 0  
GOLDEN GATE FUTURES TRADING GROUP 1996 0 0 0 0 0  
GOLDEN TRIANGLE BROKERS 1995 0 0 0 0 0  
GOMBOS INTERNATIONAL INC 1991 0 1 0 1W  0L 7  
GONZALEZ ANTHONY JOHN 1993 0 0 0 0 0  
GOODWIN INVESTMENT SERVICE 1987 0 0 0 0 0  
GORDON AUSTIN COMPANY 1984 0 0 0 0 0  
GOTHAM INVESTMENT CORP 1999 0 0 0 0 0  
GOTTSCH ENTERPRISES 1990 0 0 0 0 0  
GPR INCORPORATED 1986 0 1 0 0 0  
GRAIN MARKETING & CONSULTING 1998 0 0 0 0 0  
GRAIN SERVICE CORPORATION INC 1985 0 0 0 0 0  
GRAINBELT COMMODITIES LLC 1995 0 0 0 0 0  
GRANDVILLE COMMODITIES INC 1985 0 0 0 0 0  
GRANITE CAPITAL OF CALIFORNIA 1999 0 0 0 0 0  
GREAT LAKES INVESTMENTS INC 1993 0 0 0 0 0  
GREAT LAKES TRADING COMPANY INC 1994 0 0 0 0 0  
GREAT PACIFIC TRADING COMPANY 1993 0 0 0 0 0  
GREAT PLAINS COMMODITIES 1984 0 0 0 0 0  
GREAT PLAINS COMMODITY SRVCS-ENID OK 1985 0 0 0 0 0  
GREAT PLAINS COOPERATIVE INC 1993 0 0 0 0 0  
GREEN STREET DISCOUNT 1995 0 0 0 0 3  
GREENEBERG DANIEL PHILIP 1999 0 0 0 0 0  
GREENTREE TRADING INC 2000 0 0 0 0 0 no current status
GREIDER COMMODITIES INC 1985 0 0 0 0 0  
GROUP ONE FINANCIAL SERVICES INC 1999 1 0 $35,000 fine 0 3  
GROWTH FINANCIAL LLC 1999 0 0 0 0 0  
GRUBB GRAIN 1998 0 0 0 0 0  
GT FUTURES GROUP INC 1990 0 0 0 0 0  
GULF COAST FUTURES & OPTIONS 1997 0 0 0 0 0  
GULF TRADING CORPORATION 1985 0 0 0 0 0  
GULOTTA TRADING INC 1986 0 0 0 0 0  
GUZMAN & COMPANY 1996 0 0 0 0 0  

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