FuturesBuzz_top_header

BROKER'S COMPLAINT HISTORY LIST - D's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
D & S COMMODITIES 1988 0 0 0 0 0  
D&G FUTURES INC 1998 0 0 0 0 0  
D&R COMMODITIES INC 1995 0 0 0 0 0  
DABBAH CHAOUL ABRAHAM 1999 0 0 0 0 0 no current status
DABBAH SECURITIES CORP 1992 0 0 0 0 4  
DACO INC 1984 0 0 0 0 3  
DAKOTA COMMODITIES INC 1998 0 0 0 0 0  
DAKOTA FUTURES CO 1994 0 0 0 0 0  
DAKOTA GRAIN INVESTORS 1996 0 0 0 0 0  
DALLAS COMMODITY COMPANY INC 1982 0 0 0 0 0  
DALRICH INC 1997 0 0 0 0 0  
DAPS PUBLISHING INC 1998 0 0 0 0 0  
DAVE MAHER AND ASSOCIATES 2000 0 0 0 0 0 no current status
DAVENPORT & COMPANY LLC 1982 0 0 0 0 0  
DAVID FIALA LTD 2000 0 0 0 0 0  
DAVID HALL COMMODITIES 2000 0 0 0 0 0  
DAVID WAITT & CO COMMODITIES INC 1988 0 0 0 0 0  
DAYTRADE 4 LESS 1998 1 0 $10,000 fine 0 0  
DB COMMODITIES 1997 0 0 0 0 0  
DB MARKETING INC 1990 0 0 0 0 0  
DC COMMODITIES 1996 0 0 0 0 0  
DDO INC 1985 0 0 0 0 0  
DEARBORN CAPITAL BROKERS LTD 1998 0 0 0 0 0  
DEBRUCE FUTURES INC 1986 0 0 0 0 0  
DEC CAPITAL INC 1994 0 0 0 0 0  
DECATUR COOPERATIVE ASSOCIATION 1990 0 0 0 0 0  
DEKALB COMMODITIES 1992 0 0 0 0 0  
DEL FINANCIAL SERVICES 1999 0 0 0 0 0  
DELAWARE INVESTMENTS INC 1998 0 0 0 0 0  
DELMAR JOSEPH KLOEWER CO 1992 0 0 0 0 0  
DELONG COMMODITIES TRADING CO 1999 0 0 0 0 0 no current status
DELTA COMMODITIES OF OLNEY INC 1986 0 0 0 0 0  
DELTA CORPORATION 1993 0 0 0 0 0  
DELTA FUTURES INC 1983 0 0 0 0 0  
DENALI FUTURES LLC 1997 0 0 0 0 0  
DEVANEY MICHAEL PATRICK 1996 0 0 0 0 0  
DEVO CAPITAL MANAGEMENT CORP 1993 0 0 0 0 0  
DEVORE BRENTON L 2000 0 0 0 0 0  
DH FINANCIAL LLC 1998 0 0 0 0 0  
DHT TRADING INC 2000 0 0 0 0 0  
DHV INC 1993 0 0 0 0 0  
DIKEMAN JEFFREY VAIL 2000 0 0 0 0 0 no current status
DILLON GAGE INC OF DIMMITT 1984 0 0 0 0 0  
DILLON-GAGE INCORPORATED 1982 1 0 $1,000 fine 0 7  
DIMARCO EUGENE P DBA E S MARC 1988 0 0 0 0 0  
DIRECT FUTURES 1998 0 0 0 0 0  
DISCOUNT COMMODITIES INC 1986 0 0 0 0 0  
DISCOUNT FUTURES BROKER 1993 0 0 0 0 0  
DISCOVERY FUTURES LLC 2001 0 0 0 0 0 no current status
DIVERSIFICATION INTO COMMODITY ASSET MGT 2000 0 0 0 0 0  
DJG INC 1986 0 0 0 0 0  
DK FUTURES 1994 0 0 0 0 0  
DKAR LIMITED PARTNERSHIP 1998 0 0 0 0 0  
DLD VENTURES 2001 0 0 0 0 0  
DMFIALA LTD 2001 0 0 0 0 0  
DOW CORPORATION THE 1995 0 0 0 0 0  
DOWNING FUTURES 1998 0 0 0 0 0  
DPM BROKERAGE LLC 1999 0 0 0 0 0  
DRESDNER KLEINWORT WASSERSTEIN SEC LLC 1996 0 0 0 0 0  
DRF INVESTMENTS INC 1995 0 0 0 0 0  
DRW EXECUTION SERVICES LLC 1999 0 0 0 0 0  
DRYWOOD FINANCIAL SERVICES INC 1988 0 0 0 0 0  
DUCKWORTH COMMODITIES 1992 0 0 0 0 0  
DUDDING COMMODITIES LTD 1990 0 0 0 0 0  

A   B   C   D   E  F  G   H  I   J  K  L   M   N   O  P   Q   R  S   T  U   V   W   X   Y  Z   HOME

© Copyright 2002 FuturesBuzz.com